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Andrea Carolina Tomasini

Pershing LLC

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About Andrea Carolina Tomasini

Andrea Tomasini is a financial professional with over 3 years of experience in the industry. Andrea has a strong foundation in securities trading and operations, having passed the Series 7TO, 57TO, 99TO, and SIE exams. Andrea also holds the Series 24 General Securities Principal license, demonstrating their ability to manage and oversee a broker-dealer operation. Andrea is currently registered as a broker with Pershing LLC and holds a license in Florida.

Firm Information

Andrea Tomasini is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrea Tomasini’s Registration & Firm History

FL

12/16/2020 - Present

Pershing LLC (LAKE MARY FL)

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Licenses & Designations

BC

Issued 08/27/2021

Series 24 - General Securities Principal Examination

BC

Issued 05/03/2023

Series 57TO - Securities Trader Exam

BC

Issued 04/24/2021

Series 7TO - General Securities Representative Examination

BC

Issued 12/16/2020

Series 99TO - Operations Professional Examination

BC

Issued 09/17/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Andrea Carolina Tomasini.
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