Unclaimed
Andrea Tomasini is a financial professional with over 3 years of experience in the industry. Andrea has a strong foundation in securities trading and operations, having passed the Series 7TO, 57TO, 99TO, and SIE exams. Andrea also holds the Series 24 General Securities Principal license, demonstrating their ability to manage and oversee a broker-dealer operation. Andrea is currently registered as a broker with Pershing LLC and holds a license in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
12/16/2020 - Present
Pershing LLC (LAKE MARY FL)
BC
Issued 08/27/2021
Series 24 - General Securities Principal Examination
BC
Issued 05/03/2023
Series 57TO - Securities Trader Exam
BC
Issued 04/24/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/16/2020
Series 99TO - Operations Professional Examination
BC
Issued 09/17/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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