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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrea? Claim Your ProfileAndrea Carleton Landini is a financial advisor with UBS Financial Services Inc., working out of the firm's Portland, Maine office. Andrea has been in the financial services industry since 1987. Andrea has a wide range of experience, having worked with Lehman Brothers Inc., E. F. Hutton & Company Inc, and Robert Thomas Securities, Inc. Prior to joining UBS, Andrea worked at Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Andrea holds both Series 63 and Series 65 licenses as well as Series 3, Series 7 and SIE licenses. Andrea is licensed to provide financial advice in a variety of states including Maine, New Hampshire, Texas, Florida, Georgia, Massachusetts and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
ME
10/04/2010 - Present
UBS Financial Services Inc. (PORTLAND ME)
NH
06/01/2009 - 09/17/2010
MORGAN STANLEY SMITH BARNEY (PORTSMOUTH NH)
NH
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PORTSMOUTH NH)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
06/10/1987 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
11/21/1986 - 04/03/1987
ROBERT THOMAS SECURITIES, INC
IA
Issued 10/09/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/1987
Series 3 - National Commodity Futures Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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