Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrea? Claim Your ProfileAndrea Borton is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Andrea has been in the industry since 1989 and has a wealth of experience in providing investment advice to clients. Andrea holds Series 7, 8, 9, 10, 23, 24, and 65 licenses. Andrea has held several positions at Merrill Lynch over the years. Andrea is currently registered in New Jersey and is active in both the broker-dealer and investment advisor spaces.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/21/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
NY
07/10/2009 - 10/22/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/25/1987 - 07/08/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/14/2006 - 07/07/2008
FAM DISTRIBUTORS, INC. (NEW YORK NY)
NY
09/29/2006 - 11/13/2006
FAM DISTRIBUTORS, INC. (NEW YORK NY)
IA
Issued 1/19/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 6/2/2006
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 1/19/1995
Series 24 - General Securities Principal Examination
BC
Issued 1/31/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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