linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Andrea Beth Otte

Cabot Lodge Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Andrea? Claim Your Profile

About Andrea Beth Otte

Andrea Otte is a financial professional with over 17 years of experience in the industry. Andrea currently works at Cabot Lodge Securities LLC. Prior to joining Cabot Lodge Securities LLC, Andrea worked at IFS Securities, Morgan Stanley, Raymond James Financial Services, Inc., Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Andrea is registered with the following securities authorities: FINRA, Alabama, California, Colorado, Florida, Maine, New Jersey, North Carolina, Ohio, South Carolina, Texas. Andrea holds the following licenses: Series 66, Series 9, SIE, Series 31 and Series 7.

Firm Information

Andrea Otte is currently registered with Cabot Lodge Securities LLC. Cabot Lodge Securities LLC is a Limited Liability Company formed in October 2011 and is registered in all 50 states and the District of Columbia. The firm has been subject to two Regulatory Events and one Arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Andrea Otte’s Registration & Firm History

OH

09/30/2019 - Present

Cabot Lodge Securities LLC (Akron OH)

OH

11/02/2017 - 10/14/2019

IFS SECURITIES (Akron OH)

NY

09/15/2010 - 11/06/2017

MORGAN STANLEY (NEW YORK NY)

OH

11/30/2009 - 08/23/2010

RAYMOND JAMES FINANCIAL SERVICES, INC. (CANTON OH)

OH

06/01/2009 - 12/01/2009

MORGAN STANLEY SMITH BARNEY (AKRON OH)

OH

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (AKRON OH)

OH

07/03/2002 - 04/02/2007

MORGAN STANLEY DW INC. (AKRON OH)

Not sure if Andrea Beth Otte is right for you?

Licenses & Designations

BOTH

Issued 03/29/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/23/2006

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/08/2008

Series 31 - Futures Managed Funds Examination

BC

Issued 07/02/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrea Beth Otte.
Not sure if Andrea Beth Otte is right for you?