Unclaimed
Andrea Cernoch is a financial professional with over 20 years of experience in the industry. Andrea is a registered representative of DFA Securities LLC and is Series 24, Series 7, Series 6, and SIE licensed. Andrea has prior experience with A I M Distributors, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
10/29/2012 - Present
DFA Securities LLC (AUSTIN TX)
TX
06/08/2000 - 12/04/2003
A I M DISTRIBUTORS, INC. (HOUSTON TX)
BC
Issued 04/10/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2012
Series 7 - General Securities Representative Examination
BC
Issued 06/07/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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