Unclaimed
Andrea Applegate is a registered representative with Northwestern Mutual Investment Services, LLC. Andrea is licensed to offer securities and investment advisory services in Tennessee and New Hampshire. Andrea is a licensed representative for over 1 year. Andrea is also licensed to offer Investment Company Products/Variable Contracts and has passed the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TN
08/18/2023 - Present
Northwestern Mutual Investment Services, LLC (NASHVILLE TN)
BC
Issued 09/12/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/12/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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