Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andre? Claim Your ProfileAndre Bouvier is a financial advisor currently registered with Capital Client Group, Inc. Andre Bouvier has been in the securities industry since February 20, 2007. Andre Bouvier is licensed in 13 states. Andre Bouvier's firm, Capital Client Group, Inc. is a registered investment adviser with the SEC and is headquartered in Los Angeles, California. Capital Client Group, Inc. has 655 investment adviser representatives, 656 registered representatives, and 118 licensed agents.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
04/30/2013 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
MA
01/04/2010 - 11/29/2010
WELLS FARGO FUNDS DISTRIBUTOR, LLC (BOSTON MA)
MA
07/10/2008 - 01/04/2010
EVERGREEN INVESTMENT SERVICES, INC. (BOSTON MA)
MA
01/10/2007 - 05/28/2008
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BC
Issued 10/21/2008
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/18/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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