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Andre T Carrier

Prudential Investment Management Services LLC

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About Andre T Carrier

Andre T. Carrier is a financial professional with over 28 years of experience in the industry. Currently, Andre is registered with Prudential Investment Management Services LLC in Newark, NJ. Andre has previously held positions with several firms including T3 Trading Group, LLC in New York, NY, Pershing LLC in Jersey City, NJ, MetLife Securities Inc. in Somerset, NJ, New England Securities in Somerset, NJ, Tower Square Securities, Inc. in Somerset, NJ, Walnut Street Securities, Inc. in Somerset, NJ, Metropolitan Life Insurance Company in Iselin, NJ, Hold Brothers On-Line Investment Services L.L.C. in New York, NY, HMS Securities Inc. in Montvale, NJ, Domestic Securities, Inc. in Montvale, NJ, Hold Brothers On-Line Investment Services Inc. in New York, NY, The Golden, Lender Financial Group, Inc. in New York, NY, Corporate Securities Group, Inc. in St. Louis, MO, Meyers Pollock Robbins, Inc. in New York, NY, M. H. Meyerson & Co., Inc. in Jersey City, NJ, Marketing One Securities, Inc. in Portland, OR, Liberty Securities Corporation in Purchase, NY, Northwestern Mutual Investment Services, Inc. in Milwaukee, WI, and W. S. Griffith & Co., Inc. in Hartford, CT. Andre holds a variety of licenses and registrations, including Series 4, 6, 7, 24, 27, 55, 63, 65, 99TO, and SIE. Andre is dedicated to providing his clients with personalized financial advice and guidance.

Firm Information

Andre Carrier is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andre Carrier’s Registration & Firm History

NJ

01/26/2022 - Present

Prudential Investment Management Services LLC (Newark NJ)

NY

03/24/2021 - 01/07/2022

T3 TRADING GROUP, LLC (NEW YORK NY)

NJ

01/07/2015 - 01/20/2021

PERSHING LLC (JERSEY CITY NJ)

NJ

12/15/2004 - 08/26/2014

METLIFE SECURITIES INC. (SOMERSET NJ)

NJ

12/15/2004 - 08/26/2014

NEW ENGLAND SECURITIES (SOMERSET NJ)

NJ

07/01/2005 - 09/05/2013

TOWER SQUARE SECURITIES, INC. (SOMERSET NJ)

NJ

12/15/2004 - 09/05/2013

WALNUT STREET SECURITIES, INC. (SOMERSET NJ)

NJ

12/15/2004 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (ISELIN NJ)

NY

03/29/2004 - 10/18/2004

HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)

NJ

10/03/2002 - 03/31/2004

HMS SECURITIES INC. (MONTVALE NJ)

NJ

09/27/2001 - 03/31/2004

DOMESTIC SECURITIES, INC. (MONTVALE NJ)

NY

03/10/1999 - 03/27/2001

HOLD BROTHERS ON-LINE INVESTMENT SERVICES INC. (NEW YORK NY)

NY

05/05/1998 - 03/03/1999

THE GOLDEN, LENDER FINANCIAL GROUP, INC. (NEW YORK NY)

MO

07/01/1997 - 12/23/1997

CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)

NY

02/18/1997 - 05/19/1997

MEYERS POLLOCK ROBBINS, INC. (NEW YORK NY)

NJ

07/10/1995 - 11/13/1996

M. H. MEYERSON & CO., INC. (JERSEY CITY NJ)

OR

05/17/1994 - 06/23/1995

MARKETING ONE SECURITIES, INC. (PORTLAND OR)

NY

09/13/1993 - 05/09/1994

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

WI

07/08/1993 - 09/17/1993

NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)

CT

07/27/1992 - 04/20/1993

W. S. GRIFFITH & CO., INC. (HARTFORD CT)

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Licenses & Designations

IA

Issued 06/18/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/16/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/26/1999

Series 27 - Financial and Operations Principal Examination

BC

Issued 11/27/1995

Series 4 - Registered Options Principal Examination

BC

Issued 12/09/1994

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/30/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/26/1994

Series 7 - General Securities Representative Examination

BC

Issued 07/24/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andre T Carrier.
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