Unclaimed
Andre T. Carrier is a financial professional with over 28 years of experience in the industry. Currently, Andre is registered with Prudential Investment Management Services LLC in Newark, NJ. Andre has previously held positions with several firms including T3 Trading Group, LLC in New York, NY, Pershing LLC in Jersey City, NJ, MetLife Securities Inc. in Somerset, NJ, New England Securities in Somerset, NJ, Tower Square Securities, Inc. in Somerset, NJ, Walnut Street Securities, Inc. in Somerset, NJ, Metropolitan Life Insurance Company in Iselin, NJ, Hold Brothers On-Line Investment Services L.L.C. in New York, NY, HMS Securities Inc. in Montvale, NJ, Domestic Securities, Inc. in Montvale, NJ, Hold Brothers On-Line Investment Services Inc. in New York, NY, The Golden, Lender Financial Group, Inc. in New York, NY, Corporate Securities Group, Inc. in St. Louis, MO, Meyers Pollock Robbins, Inc. in New York, NY, M. H. Meyerson & Co., Inc. in Jersey City, NJ, Marketing One Securities, Inc. in Portland, OR, Liberty Securities Corporation in Purchase, NY, Northwestern Mutual Investment Services, Inc. in Milwaukee, WI, and W. S. Griffith & Co., Inc. in Hartford, CT. Andre holds a variety of licenses and registrations, including Series 4, 6, 7, 24, 27, 55, 63, 65, 99TO, and SIE. Andre is dedicated to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
01/26/2022 - Present
Prudential Investment Management Services LLC (Newark NJ)
NY
03/24/2021 - 01/07/2022
T3 TRADING GROUP, LLC (NEW YORK NY)
NJ
01/07/2015 - 01/20/2021
PERSHING LLC (JERSEY CITY NJ)
NJ
12/15/2004 - 08/26/2014
METLIFE SECURITIES INC. (SOMERSET NJ)
NJ
12/15/2004 - 08/26/2014
NEW ENGLAND SECURITIES (SOMERSET NJ)
NJ
07/01/2005 - 09/05/2013
TOWER SQUARE SECURITIES, INC. (SOMERSET NJ)
NJ
12/15/2004 - 09/05/2013
WALNUT STREET SECURITIES, INC. (SOMERSET NJ)
NJ
12/15/2004 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (ISELIN NJ)
NY
03/29/2004 - 10/18/2004
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)
NJ
10/03/2002 - 03/31/2004
HMS SECURITIES INC. (MONTVALE NJ)
NJ
09/27/2001 - 03/31/2004
DOMESTIC SECURITIES, INC. (MONTVALE NJ)
NY
03/10/1999 - 03/27/2001
HOLD BROTHERS ON-LINE INVESTMENT SERVICES INC. (NEW YORK NY)
NY
05/05/1998 - 03/03/1999
THE GOLDEN, LENDER FINANCIAL GROUP, INC. (NEW YORK NY)
MO
07/01/1997 - 12/23/1997
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
NY
02/18/1997 - 05/19/1997
MEYERS POLLOCK ROBBINS, INC. (NEW YORK NY)
NJ
07/10/1995 - 11/13/1996
M. H. MEYERSON & CO., INC. (JERSEY CITY NJ)
OR
05/17/1994 - 06/23/1995
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NY
09/13/1993 - 05/09/1994
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
WI
07/08/1993 - 09/17/1993
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
CT
07/27/1992 - 04/20/1993
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
IA
Issued 06/18/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/1999
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/27/1995
Series 4 - Registered Options Principal Examination
BC
Issued 12/09/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/26/1994
Series 7 - General Securities Representative Examination
BC
Issued 07/24/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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