Unclaimed
Andre Phillips is a financial advisor currently registered with Nylife Securities LLC in Frisco, Texas. Andre has been in the financial services industry since 2005. Andre holds Series 7, 63, 66, SIE, and 6TO licenses. Andre has experience with various financial products and services including investments, insurance, and retirement planning. Andre has held previous positions at Securities America, Inc., Brecek & Young Advisors, Inc., Centaurus Financial, Inc., and Wells Fargo Investments, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
12/08/2020 - Present
Nylife Securities LLC (FRISCO TX)
CA
01/23/2009 - 11/02/2010
SECURITIES AMERICA, INC. (SAN DIEGO CA)
CA
12/06/2006 - 01/23/2009
BRECEK & YOUNG ADVISORS, INC. (LA JOLLA CA)
CA
11/04/2005 - 07/05/2006
CENTAURUS FINANCIAL, INC. (ORANGE CA)
CA
07/21/2005 - 08/18/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
BC
Issued 01/05/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/28/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/04/2020
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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