Unclaimed
Andre Michaud is a financial professional with over 15 years of experience in the industry. Andre is currently registered with TP Icap Global Markets Americas LLC. Prior to joining TP Icap Global Markets Americas LLC, Andre was registered with Tullett Prebon Financial Services LLC, Whitaker Securities LLC, Tradition Securities and Derivatives Inc., Standard Credit Securities Inc. and Newedge USA, LLC. Andre holds Series 7, Series 63 and SIE licenses. Andre is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (NEW YORK NY)
NY
06/16/2023 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
12/09/2020 - 06/15/2023
WHITAKER SECURITIES LLC (NEW YORK NY)
NY
09/29/2014 - 09/24/2020
TRADITION SECURITIES AND DERIVATIVES INC. (New York NY)
NY
02/09/2009 - 10/01/2014
STANDARD CREDIT SECURITIES INC. (NEW YORK NY)
NY
01/02/2014 - 09/29/2014
TRADITION ASIEL SECURITIES INC. (NEW YORK NY)
NY
11/07/2007 - 02/09/2009
NEWEDGE USA, LLC (NEW YORK NY)
BC
Issued 03/06/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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