Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andre? Claim Your ProfileAndre Jerome Brassard is a financial advisor currently registered with LPL Financial LLC. Andre has been working in the financial services industry since June 5, 1991. Previously Andre worked at M&T SECURITIES, INC. and LIBERTY SECURITIES CORPORATION. Andre is currently registered with FINRA as a Registered Representative and is licensed in 20 states. Andre has passed the Series 6, 7, 24, 63, and 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/09/2021 - Present
LPL Financial LLC (LANCASTER NY)
NY
04/01/1998 - 06/09/2021
M&T SECURITIES, INC. (LANCASTER NY)
NY
09/28/1993 - 05/13/1998
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NJ
06/06/1991 - 10/19/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
06/06/1991 - 10/19/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 03/17/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/05/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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