Unclaimed
Andre J Allen is a registered representative with Northwestern Mutual Investment Services, LLC, a firm headquartered in Milwaukee, WI. Andre's firm has been serving clients since 1998, providing a range of services including investment research, referrals to other advisors, and investment management. Andre is licensed in several states and has been registered as an investment advisor since 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IA
04/18/2023 - Present
Northwestern Mutual Investment Services, LLC (W Des Moines IA)
BC
Issued 05/01/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/01/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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