Unclaimed
Andre Hafner is a financial professional with experience in the industry since 2018. Andre is currently registered with Robinhood Financial, LLC and has previously been registered with USAA Financial Advisors, Inc. and TD Ameritrade, Inc. Andre holds several licenses, including Series 66, 65, 63, 4, 24, 3, 7, and SIE. Andre Hafner is registered to provide securities and investment advisory services in 53 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/11/2019 - Present
Robinhood Financial, LLC (Lake Mary FL)
TX
05/15/2018 - 08/14/2019
USAA FINANCIAL ADVISORS, INC. (ADDISON TX)
TX
11/15/2017 - 03/20/2018
TD AMERITRADE, INC. (Southlake TX)
BOTH
Issued 08/15/2024
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/01/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2023
Series 4 - Registered Options Principal Examination
BC
Issued 12/11/2020
Series 24 - General Securities Principal Examination
BC
Issued 04/26/2024
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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