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Andre Hafner

Robinhood Financial, LLC

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About Andre Hafner

Andre Hafner is a financial professional with experience in the industry since 2018. Andre is currently registered with Robinhood Financial, LLC and has previously been registered with USAA Financial Advisors, Inc. and TD Ameritrade, Inc. Andre holds several licenses, including Series 66, 65, 63, 4, 24, 3, 7, and SIE. Andre Hafner is registered to provide securities and investment advisory services in 53 states and territories.

Firm Information

Andre Hafner is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andre Hafner’s Registration & Firm History

FL

09/11/2019 - Present

Robinhood Financial, LLC (Lake Mary FL)

TX

05/15/2018 - 08/14/2019

USAA FINANCIAL ADVISORS, INC. (ADDISON TX)

TX

11/15/2017 - 03/20/2018

TD AMERITRADE, INC. (Southlake TX)

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Licenses & Designations

BOTH

Issued 08/15/2024

Series 66 - Uniform Combined State Law Examination

IA

Issued 07/01/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/28/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/01/2023

Series 4 - Registered Options Principal Examination

BC

Issued 12/11/2020

Series 24 - General Securities Principal Examination

BC

Issued 04/26/2024

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andre Hafner.
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