Unclaimed
Andre Baladi is a financial professional with over nine years of experience in the industry. Andre is currently registered with Rabo Securities USA, Inc., a broker-dealer with a national scope. Andre has passed several industry exams, including the Series 79, Series 63, and Series 24. Andre has held previous roles with U.S. Bancorp Investments, Inc. where they were registered with both the broker-dealer and investment advisor. Andre is registered in California, Georgia and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
10/17/2017 - Present
Rabo Securities USA, Inc. (Atlanta GA)
CO
02/15/2014 - 08/15/2017
U.S. BANCORP INVESTMENTS, INC. (DENVER CO)
BC
Issued 06/06/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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