Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andre? Claim Your ProfileAndre Guardi is a registered representative with Finalis Securities LLC. Andre has been in the securities industry since 1991 and has experience in both investment banking and securities sales. Andre has held previous positions with firms such as Hamilton Grant LLC, Moss Adams Capital LLC and B. Riley & Co., LLC. Andre is licensed to sell securities in California, Georgia and Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/18/2021 - Present
Finalis Securities LLC (New York NY)
CA
09/09/2015 - 10/20/2021
HAMILTON GRANT LLC (Costa Mesa CA)
CA
05/18/2012 - 11/03/2014
MOSS ADAMS CAPITAL LLC (NEWPORT BEACH CA)
CA
08/27/2003 - 05/02/2012
B. RILEY & CO., LLC (NEWPORT BEACH CA)
CA
09/05/1991 - 10/30/2003
L.H. FRIEND, WEINRESS, FRANKSON & PRESSON, LLC (IRVINE CA)
BC
Issued 08/27/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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