Unclaimed
Andre De Araujo Jorge is a registered representative with Raymond James & Associates, Inc. with over 17 years of experience in the financial services industry. Andre has Series 7, Series 63, and SIE licenses. Andre is also registered with the securities regulators in Arkansas, Illinois, Kentucky, Nevada, North Carolina, South Carolina, South Dakota, Tennessee, and West Virginia. Andre previously worked at MORGAN KEEGAN & COMPANY, INC. Andre specializes in retirement planning, mutual funds, bonds, stocks, and variable annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
10/01/2012 - Present
Raymond James & Associates, Inc. (NASHVILLE TN)
TN
02/09/2006 - 03/13/2013
MORGAN KEEGAN & COMPANY, INC. (NASHVILLE TN)
BC
Issued 03/03/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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