Unclaimed
Andre Dawkins is an investment advisor representative currently registered with Osaic FA, Inc., a firm based in Fort Wayne, Indiana. Andre Dawkins is active in the investment advisory and brokerage industries since August 2005. Andre Dawkins has experience with a variety of firms including Mutual of Omaha Investor Services, Inc., Edward Jones and MSI Financial Services, Inc. Andre Dawkins has passed several industry examinations including Series 7, Series 63, Series 66 and the SIE exam. Andre Dawkins provides services for individuals and businesses and specializes in retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan consulting services provided on a limited basis.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
08/09/2017 - Present
Osaic FA, Inc. (VIRGINIA BEACH VA)
VA
03/25/2017 - 08/16/2017
MML INVESTORS SERVICES, LLC (VIRGINIA BEACH VA)
VA
10/29/2013 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (VIRGINIA BEACH VA)
NE
03/03/2009 - 09/13/2011
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
VA
10/16/2006 - 08/19/2008
ROYAL ALLIANCE ASSOCIATES, INC. (NORFOLK VA)
VA
08/02/2005 - 09/13/2006
NEXT FINANCIAL GROUP, INC. (CHESAPEAKE VA)
MO
11/12/2002 - 07/12/2005
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 06/03/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/29/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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