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Andre Courtney Brown

Northwestern Mutual Investment Services, LLC

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About Andre Courtney Brown

Andre Courtney Brown is a financial advisor currently registered with Northwestern Mutual Investment Services, LLC. Andre has been in the financial services industry since 2001. Andre holds licenses including Series 63, 66, 6TO, SIE, and 7.

Firm Information

Andre Brown is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Andre Brown’s Registration & Firm History

CA

08/23/2024 - Present

Northwestern Mutual Investment Services, LLC (SAN FRANCISCO CA)

NY

05/28/2003 - 08/11/2003

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

MN

09/23/2002 - 01/22/2003

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

09/23/2002 - 01/22/2003

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

IN

10/08/2001 - 03/04/2002

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

10/08/2001 - 03/04/2002

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

NY

05/09/2000 - 07/12/2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/28/2024

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 07/13/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/23/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/28/2023

SIE - Securities Industry Essentials Examination

BC

Issued 05/08/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andre Courtney Brown.
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