Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andre? Claim Your ProfileAndre Chan is a financial professional with over 20 years of experience in the industry. Andre is currently registered with Neuberger Berman BD LLC, where Andre has been since July 2007. Andre previously worked at BEAR, STEARNS & CO. INC. and DRESDNER KLEINWORT BENSON NORTH AMERICA LLC. Andre holds the Series 7, Series 63, Series 86 and Series 87 licenses. Andre is a registered representative in Florida, New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
07/24/2007 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
06/27/2000 - 11/29/2006
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
09/27/1999 - 06/07/2000
DRESDNER KLEINWORT BENSON NORTH AMERICA LLC (NEW YORK NY)
NY
06/30/1999 - 08/23/1999
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
BC
Issued 06/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/06/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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