Unclaimed
Andre Anthony Acham is a registered representative with Morgan Stanley, a firm with approximately $10 billion - $50 billion in assets under management. Andre Anthony Acham has worked in the securities industry since 2003. The advisor has Series 7, Series 63, Series 99TO and SIE licenses. Prior to joining Morgan Stanley, Andre Anthony Acham was with UBS FINANCIAL SERVICES INC. and J.P. MORGAN SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
01/05/2024 - Present
Morgan Stanley (PURCHASE NY)
NJ
08/04/2020 - 12/08/2023
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
03/30/2016 - 08/19/2019
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NJ
05/17/2007 - 04/14/2014
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
02/06/2007 - 05/22/2007
UBS SERVICES USA LLC (WEEHAWKEN NJ)
NJ
03/20/2000 - 05/09/2006
TD AMERITRADE, INC. (JERSEY CITY NJ)
BC
Issued 06/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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