Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andre? Claim Your ProfileAndre Alexander Ulloa is a registered representative with Finalis Securities LLC. Andre is a licensed securities professional in California. Andre has over 7 years of experience in the financial services industry. Andre has a strong track record of success in providing investment advice and financial planning services to clients. Andre is committed to providing personalized service and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/23/2024 - Present
Finalis Securities LLC (New York NY)
CA
12/08/2015 - 11/01/2016
WESTERN INTERNATIONAL SECURITIES, INC. (LOS ANGELES CA)
BC
Issued 03/30/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/16/2023
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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