Unclaimed
Andie Sosnik is a financial professional who has been in the industry since 2018. Currently, Andie is registered with Pershing LLC in Jersey City, New Jersey. Andie holds a Series 7, Series 63, Series 24, and SIE licenses. Andie has been registered with Pershing Advisor Solutions LLC and Neuberger Berman BD LLC in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/07/2023 - Present
Pershing LLC (JERSEY CITY NJ)
NY
07/11/2022 - 05/03/2023
NEUBERGER BERMAN BD LLC (NEW YORK NY)
NJ
05/10/2018 - 06/28/2022
PERSHING ADVISOR SOLUTIONS LLC (JERSEY CITY NJ)
BC
Issued 09/28/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2018
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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