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Andie Sosnik

Pershing LLC

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About Andie Sosnik

Andie Sosnik is a financial professional who has been in the industry since 2018. Currently, Andie is registered with Pershing LLC in Jersey City, New Jersey. Andie holds a Series 7, Series 63, Series 24, and SIE licenses. Andie has been registered with Pershing Advisor Solutions LLC and Neuberger Berman BD LLC in the past.

Firm Information

Andie Sosnik is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andie Sosnik’s Registration & Firm History

NJ

06/07/2023 - Present

Pershing LLC (JERSEY CITY NJ)

NY

07/11/2022 - 05/03/2023

NEUBERGER BERMAN BD LLC (NEW YORK NY)

NJ

05/10/2018 - 06/28/2022

PERSHING ADVISOR SOLUTIONS LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 09/28/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/29/2024

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/10/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Andie Sosnik.
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