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Anderson Eduardo Ariza

Northern Trust Securities, Inc.

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About Anderson Eduardo Ariza

Anderson Ariza is a registered representative with Northern Trust Securities, Inc., having joined the firm in January 2004. Anderson is a Series 7 and 66 licensed advisor, having passed these exams in May 2002 and April 2015, respectively. Prior to joining Northern Trust Securities, Inc. Anderson held positions with Citigroup Global Markets Inc. and CIBC World Markets Corp. Anderson has been actively involved in the securities industry since June 2002 and holds active licenses with the State of Florida for both Broker-Dealer and Investment Advisor. Anderson specializes in portfolio management for individuals, businesses, and pooled investment vehicles, as well as selection of other advisors.

Firm Information

Anderson Ariza is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Anderson Ariza’s Registration & Firm History

FL

04/09/2015 - Present

Northern Trust Securities, Inc. (MIAMI FL)

NY

11/08/2002 - 02/05/2004

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

05/20/2002 - 10/25/2002

CIBC WORLD MARKETS CORP. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 04/07/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/20/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 7 public disclosures for Anderson Eduardo Ariza. Review regulatory record here.
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