Unclaimed
Anders Downey Smith is a financial professional with over 30 years of experience in the industry. Anders Downey Smith is currently registered with Clarendon Insurance Agency, Inc. and previously held positions with NORTHERN LIGHTS DISTRIBUTORS, LLC, NUVEEN SECURITIES, LLC, MFS FUND DISTRIBUTORS, INC., MFS FINANCIAL SERVICES, INC. and FIRST INVESTORS CORPORATION. Anders Downey Smith holds a Series 6, Series 7, Series 26, Series 63 and SIE licenses. Anders Downey Smith is registered in 47 states and is currently licensed in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
09/05/2018 - Present
Clarendon Insurance Agency, Inc. (WALTHAM MA)
NE
09/19/2017 - 08/27/2018
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
IL
10/14/2003 - 08/01/2017
NUVEEN SECURITIES, LLC (CHICAGO IL)
MA
12/06/1994 - 09/15/2003
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
MA
05/28/1987 - 12/31/1994
MFS FINANCIAL SERVICES, INC. (BOSTON MA)
NA
09/09/1986 - 12/22/1986
FIRST INVESTORS CORPORATION
BC
Issued 09/15/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2008
Series 7 - General Securities Representative Examination
BC
Issued 09/08/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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