Unclaimed
Anders Johansson is a financial advisor with LPL Financial LLC and has been in the industry since 1988. He has a wide range of experience, having worked with a variety of firms throughout his career, including HSBC Securities (USA) Inc., HSBC Brokerage (USA) Inc., Advantage Capital Corporation, and Thomas James Associates, Inc. Anders is registered in several states, including New York, Pennsylvania, Texas, and Florida, and has a broad range of specializations. He provides a variety of financial services, including portfolio management, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/07/2021 - Present
LPL Financial LLC (NORTH TONAWANDA NY)
NY
01/01/2005 - 05/15/2012
HSBC SECURITIES (USA) INC. (YOUNGSTOWN NY)
NY
07/06/1999 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
GA
02/17/1995 - 06/29/1999
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
NY
07/06/1992 - 02/23/1995
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NA
06/24/1992 - 07/08/1992
J. W. GANT & ASSOCIATES, INC.
CO
05/15/1992 - 06/24/1992
KOBER FINANCIAL CORP. (ENGLEWOOD CO)
NA
01/07/1991 - 05/21/1992
J. W. GANT & ASSOCIATES, INC.
NA
10/19/1988 - 12/04/1990
J. W. GANT & ASSOCIATES, INC.
IA
Issued 12/18/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/06/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/09/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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