Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anca? Claim Your ProfileAnca Maiotti is a financial advisor with over 10 years of experience in the financial services industry. Anca has held positions at several reputable firms, including Morgan Stanley, Northern Trust Securities, Inc. and Rencap Securities, Inc. Anca is currently a Registered Representative and Investment Advisor Representative with Raymond James & Associates, Inc. and is licensed to provide financial services in Florida. Anca holds Series 7, 7TO, 63, and SIE licenses and has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/19/2022 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
NY
07/15/2019 - 06/14/2022
MORGAN STANLEY (PURCHASE NY)
IL
12/06/2013 - 07/13/2016
NORTHERN TRUST SECURITIES, INC. (chicago IL)
NY
04/22/2011 - 05/31/2012
RENCAP SECURITIES, INC. (NEW YORK NY)
BC
Issued 09/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/13/2016
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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