Unclaimed
Anastasios Rigas is a financial professional with over 20 years of experience in the securities industry. Anastasios has a strong background in investment strategies and a commitment to providing personalized financial guidance to clients. Anastasios is currently registered with Nexpoint Securities, Inc. and holds the Series 7, Series 31, Series 63, and Series 7TO licenses. Anastasios is also a registered representative in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
03/17/2021 - Present
Nexpoint Securities, Inc. (DALLAS TX)
NY
11/02/1999 - 03/26/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
03/27/1992 - 11/04/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
TX
08/26/1991 - 02/28/1992
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
TX
08/19/1991 - 12/03/1991
AIZEN, PEDRAZA, GILMORE & ASSOCIATES, INC. (DALLAS TX)
BC
Issued 03/19/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/12/2021
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 08/16/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Anastasios Rigas is the right advisor for you? Invested Better is here to help.