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Anastasios Dionysios Rigas

Nexpoint Securities, Inc.

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About Anastasios Dionysios Rigas

Anastasios Rigas is a financial professional with over 20 years of experience in the securities industry. Anastasios has a strong background in investment strategies and a commitment to providing personalized financial guidance to clients. Anastasios is currently registered with Nexpoint Securities, Inc. and holds the Series 7, Series 31, Series 63, and Series 7TO licenses. Anastasios is also a registered representative in multiple states.

Firm Information

Anastasios Rigas is currently registered with Nexpoint Securities, Inc.. Nexpoint Securities, Inc. is a Corporation that was formed on June 14, 2012. They are registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anastasios Rigas’s Registration & Firm History

TX

03/17/2021 - Present

Nexpoint Securities, Inc. (DALLAS TX)

NY

11/02/1999 - 03/26/2002

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

03/27/1992 - 11/04/1999

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

TX

08/26/1991 - 02/28/1992

RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)

TX

08/19/1991 - 12/03/1991

AIZEN, PEDRAZA, GILMORE & ASSOCIATES, INC. (DALLAS TX)

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Licenses & Designations

BC

Issued 03/19/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/01/2021

Series 7TO - General Securities Representative Examination

BC

Issued 02/12/2021

SIE - Securities Industry Essentials Examination

BC

Issued 08/07/1995

Series 31 - Futures Managed Funds Examination

BC

Issued 08/16/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Anastasios Dionysios Rigas. Review regulatory record here.
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