Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ananth? Claim Your ProfileAnanth Muniyappa is a registered representative and investment advisor representative with Oppenheimer & Co. Inc. in NEW YORK, NY. Ananth has been in the industry since 2013. Ananth has held previous positions at Needham & Company, LLC, RBC Capital Markets, LLC, Nomura Securities International, Inc., and Goldman, Sachs & Co.. Ananth has passed the Series 7, Series 55, Series 63, Series 57TO and SIE exams. Oppenheimer & Co. Inc. is a broker-dealer and investment advisor registered with the Securities and Exchange Commission and is a member of FINRA and SIPC. The firm provides a variety of investment services including financial planning, portfolio management for individuals, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
02/08/2017 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
08/11/2016 - 02/03/2017
NEEDHAM & COMPANY, LLC (NEW YORK NY)
NY
05/01/2015 - 05/27/2016
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
09/28/2010 - 01/18/2012
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
04/24/2007 - 05/21/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 05/15/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/01/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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