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Ananda Kumar Ghosh

H.c.wainwright & CO., LLC

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About Ananda Kumar Ghosh

Ananda Kumar Ghosh is a financial professional with experience in the securities industry. Ananda has held the Series 63, Series 86, Series 87, and SIE licenses since 2020. Ananda is currently registered with H.c.wainwright & Co., LLC.

Firm Information

Ananda Ghosh is currently registered with H.c.wainwright & CO., LLC. H.c.wainwright & CO., LLC is a Limited Liability Company that was formed in April 2013. They are registered to conduct business in all 50 U.S. states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ananda Ghosh’s Registration & Firm History

NY

04/17/2021 - Present

H.c.wainwright & CO., LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/20/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/17/2021

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 12/12/2020

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/24/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ananda Kumar Ghosh.
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