Unclaimed
Ananda Kumar Ghosh is a financial professional with experience in the securities industry. Ananda has held the Series 63, Series 86, Series 87, and SIE licenses since 2020. Ananda is currently registered with H.c.wainwright & Co., LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/17/2021 - Present
H.c.wainwright & CO., LLC (NEW YORK NY)
BC
Issued 11/20/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2021
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/12/2020
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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