Unclaimed
Anand Subramanian is a financial professional with over 15 years of experience in the industry. Anand has held various roles at prominent financial institutions, including Macquarie Capital (USA) Inc., Qatalyst Partners LP, and Morgan Stanley & Co. LLC. Currently, Anand is registered with Finalis Securities LLC, a firm based in New York, New York. Anand has a strong track record of success in providing financial advice and investment management services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/01/2024 - Present
Finalis Securities LLC (New York NY)
CA
06/29/2018 - 09/14/2021
MACQUARIE CAPITAL (USA) INC. (SAN FRANCISCO CA)
CA
11/14/2014 - 07/14/2017
QATALYST PARTNERS LP (SAN FRANCISCO CA)
NY
12/05/2006 - 12/09/2014
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 07/12/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2024
Series 24 - General Securities Principal Examination
BC
Issued 02/24/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/24/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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