Invested Better
Unclaimed

Unclaimed

Unclaimed

Anand Ramamurthy

Mizuho Securities USA LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Anand? Claim Your Profile

About Anand Ramamurthy

Anand Ramamurthy is a financial advisor with Mizuho Securities USA LLC. Anand is licensed to provide financial advice in 52 states and the District of Columbia. Anand has experience in the financial services industry since January 27, 2016. Previously, Anand worked at Robert W. Baird & Co. Incorporated, The Klein Group, LLC, Canaccord Genuity Inc., BDA Advisors Inc., Credit Suisse Securities (USA) LLC, and Bentley Securities Corporation. Anand holds the Series 63, SIE, and Series 79 licenses.

Firm Information

Anand Ramamurthy is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Anand Ramamurthy’s Registration & Firm History

CA

07/12/2019 - Present

Mizuho Securities USA LLC (SAN FRANCISCO CA)

IL

09/12/2018 - 07/12/2019

ROBERT W. BAIRD & CO. INCORPORATED (CHICAGO IL)

NY

01/03/2018 - 08/07/2018

THE KLEIN GROUP, LLC (New York NY)

MA

06/20/2017 - 01/04/2018

CANACCORD GENUITY INC. (BOSTON MA)

NY

05/10/2017 - 06/15/2017

BDA ADVISORS INC. (NEW YORK NY)

NY

05/19/2015 - 09/26/2016

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

04/01/2015 - 04/10/2015

BENTLEY SECURITIES CORPORATION (NEW YORK NY)

Not sure if Anand Ramamurthy is right for you?

Licenses & Designations

BC

Issued 09/26/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/31/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anand Ramamurthy.
Not sure if Anand Ramamurthy is right for you?