Invested Better
Unclaimed

Unclaimed

Unclaimed

Anand Omprakash

BGC Financial, LP

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Anand? Claim Your Profile

About Anand Omprakash

Anand Omprakash is a registered representative with BGC Financial, LP. Anand has been working in the financial industry since 2006 and has a wide range of experience in securities trading, including equity trading. Anand holds Series 3, 7, 55, 57TO and 63 licenses. Anand is also registered in Connecticut and New York.

Firm Information

Anand Omprakash is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Anand Omprakash’s Registration & Firm History

NY

07/24/2023 - Present

BGC Financial, LP (NEW YORK NY)

NY

03/16/2022 - 06/22/2023

ELEVATION, LLC (New York NY)

NY

01/02/2019 - 03/04/2022

BTIG, LLC (New York NY)

NY

04/02/2007 - 10/22/2018

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

10/04/2005 - 03/19/2007

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

Not sure if Anand Omprakash is right for you?

Licenses & Designations

BC

Issued 10/10/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/24/2005

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Anand Omprakash.
Not sure if Anand Omprakash is right for you?