Unclaimed
Anand Omprakash is a registered representative with BGC Financial, LP. Anand has been working in the financial industry since 2006 and has a wide range of experience in securities trading, including equity trading. Anand holds Series 3, 7, 55, 57TO and 63 licenses. Anand is also registered in Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/24/2023 - Present
BGC Financial, LP (NEW YORK NY)
NY
03/16/2022 - 06/22/2023
ELEVATION, LLC (New York NY)
NY
01/02/2019 - 03/04/2022
BTIG, LLC (New York NY)
NY
04/02/2007 - 10/22/2018
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
10/04/2005 - 03/19/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 10/10/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/24/2005
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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