Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anand? Claim Your ProfileAnand Bhakta is a registered representative with Citigroup Global Markets Inc. Anand has been in the industry since February 2004. Anand has passed the Series 63, 66, 7, 9, 10, and SIE exams. Anand has been with Citigroup Global Markets Inc. since 2007. Anand is a licensed agent in Texas. Anand currently has 16 approved SRO registrations, 1 approved FINRA registration, and 1 approved state registration. Anand is licensed to provide investment advice for a variety of individuals, institutions, and investment vehicles. Anand has been affiliated with KBAB LLC as an owner since August 2019. Anand’s professional experience includes various positions with Citigroup Global Markets Inc. and Lumen Legal - USAA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
12/05/2016 - Present
Citigroup Global Markets Inc. (San Antonio TX)
TX
05/29/2007 - 01/23/2015
CITIGROUP GLOBAL MARKETS INC. (SAN ANTONIO TX)
TX
06/20/2002 - 05/29/2007
CITICORP INVESTMENT SERVICES (SAN ANTONIO TX)
BOTH
Issued 12/04/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/16/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/19/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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