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Anais Ching-sze Hui

TD Private Client Wealth LLC

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About Anais Ching-sze Hui

Anais Ching-sze Hui is a registered representative with TD Private Client Wealth LLC. Anais has been in the industry since 2016 and is registered with the following states: Alaska, California, Delaware, District of Columbia, Florida, Illinois, Maine, Maryland, Massachusetts, Michigan, Missouri, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, Washington, and Wisconsin. Anais has earned the following licenses: Series 66, Series 53, Series 4, Series 24, Series 52TO, SIE, and Series 7. Anais is a securities specialist who provides financial planning and portfolio management services to individuals, high-net-worth individuals, corporations or other businesses, insurance companies, charitable organizations, pension and profit-sharing plans, banking or thrift institutions, and state or municipal government entities.

Firm Information

Anais Hui is currently registered with TD Private Client Wealth LLC. TD Private Client Wealth LLC, a Limited Liability Company formed in 2012, is an investment advisor with offices in New York, NY. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and other advisory services. TD Private Client Wealth LLC has been registered with the SEC and is also registered in all 50 states. The firm serves a variety of clients including individuals, high net worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
TD Private Client Wealth LLC

1 VANDERBILT AVENUE

NEW YORK, NY 10017

$6.45B

Assets Under Management

Not reported

Total Clients

487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Anais Hui’s Registration & Firm History

VA

10/16/2017 - Present

TD Private Client Wealth LLC (VIENNA VA)

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Licenses & Designations

BOTH

Issued 10/04/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/15/2023

Series 4 - Registered Options Principal Examination

BC

Issued 06/01/2023

Series 53 - Municipal Securities Principal Examination

BC

Issued 03/10/2022

Series 24 - General Securities Principal Examination

BC

Issued 05/01/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/03/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anais Ching-sze Hui.
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