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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anabelle? Claim Your ProfileAnabelle Navarro is an investment advisor representative registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Anabelle has been in the financial services industry since 2003. Anabelle has experience working with a variety of clients, including individuals, high net worth individuals, corporations, pension plans, charitable organizations and insurance companies. Anabelle holds the following licenses and certifications: Series 3, Series 6, Series 7, Series 9, Series 10, Series 63 and Series 65. Anabelle offers portfolio management services for both individuals and businesses as well as other financial planning services such as selection of other advisors and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/05/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CORAL GABLES FL)
NY
09/28/2018 - 12/07/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/02/2017 - 08/27/2018
MORGAN STANLEY (NEW YORK NY)
NY
05/29/2007 - 04/08/2016
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/14/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
04/08/2003 - 04/14/2004
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
07/24/2001 - 03/14/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
IA
Issued 06/17/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/14/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/11/2022
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2006
Series 7 - General Securities Representative Examination
BC
Issued 07/23/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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