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Ana Rosa Cooke

Citizens Securities, Inc.

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About Ana Rosa Cooke

Ana Cooke is a registered investment advisor representative with Citizens Securities, Inc. Ana has been in the securities industry since 2014. Ana is licensed in Rhode Island. Ana has earned the Series 6, Series 63, Series 65 and SIE licenses. Ana has experience with individual investors, corporations or other businesses, high-net-worth individuals, and insurance companies. Citizens Securities, Inc. provides financial planning, portfolio management, and selection of other advisors services. The firm has approximately $1 billion to $10 billion in assets under management.

Firm Information

Ana Cooke is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ana Cooke’s Registration & Firm History

RI

08/28/2023 - Present

Citizens Securities, Inc. (JOHNSTON RI)

RI

09/11/2015 - 10/14/2022

CITIZENS SECURITIES, INC. (JOHNSTON RI)

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Licenses & Designations

IA

Issued 08/13/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/04/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ana Rosa Cooke. Review regulatory record here.
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