Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ana? Claim Your ProfileAna Romero is a financial advisor at Fidelity Personal and Workplace Advisors. Ana has been in the financial services industry since 2020. Ana is licensed to provide securities and investment advice in all 50 states and the District of Columbia. Ana holds the Series 66, Series 7TO, Series 9 and Series 10 licenses. Ana also holds the SIE exam. Ana has a background in providing financial advice to individuals, businesses and charitable organizations. In addition to financial advice, Ana also provides educational seminars. Ana is committed to providing clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
03/02/2023 - Present
Fidelity Personal AND Workplace Advisors (TAMPA FL)
NJ
11/30/2020 - 06/11/2021
EQUITABLE ADVISORS, LLC (WALL NJ)
BOTH
Issued 01/25/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/28/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/31/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/30/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/29/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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