Unclaimed
Ana Maria Merlano is a financial professional with over 15 years of experience in the industry. She is currently registered with Smbc Nikko Securities America, Inc. in New York, NY. Ana Maria is licensed to conduct business in all 50 states. Ana Maria has held previous positions at Cantor Fitzgerald & Co., Oppenheimer & Co. Inc., Macquarie Capital (USA) Inc., and Credit Suisse Securities (USA) LLC. Ana Maria has a strong track record of providing exceptional service to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/26/2018 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
FL
09/05/2012 - 05/14/2018
CANTOR FITZGERALD & CO. (MIAMI FL)
FL
12/15/2011 - 09/07/2012
OPPENHEIMER & CO. INC. (MIAMI FL)
FL
08/31/2009 - 09/29/2011
MACQUARIE CAPITAL (USA) INC. (MIAMI FL)
NY
09/24/2004 - 12/31/2008
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 09/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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