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Ana Maria Merlano

Smbc Nikko Securities America, Inc.

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About Ana Maria Merlano

Ana Maria Merlano is a financial professional with over 15 years of experience in the industry. She is currently registered with Smbc Nikko Securities America, Inc. in New York, NY. Ana Maria is licensed to conduct business in all 50 states. Ana Maria has held previous positions at Cantor Fitzgerald & Co., Oppenheimer & Co. Inc., Macquarie Capital (USA) Inc., and Credit Suisse Securities (USA) LLC. Ana Maria has a strong track record of providing exceptional service to her clients.

Firm Information

Ana Merlano is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ana Merlano’s Registration & Firm History

NY

06/26/2018 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

FL

09/05/2012 - 05/14/2018

CANTOR FITZGERALD & CO. (MIAMI FL)

FL

12/15/2011 - 09/07/2012

OPPENHEIMER & CO. INC. (MIAMI FL)

FL

08/31/2009 - 09/29/2011

MACQUARIE CAPITAL (USA) INC. (MIAMI FL)

NY

09/24/2004 - 12/31/2008

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/29/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/22/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Ana Maria Merlano.
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