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Ana Maria Cortes

Safra Securities LLC

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About Ana Maria Cortes

Ana Cortes is a registered representative with Safra Securities LLC. Ana has been in the securities industry since 2006. Ana is licensed in Florida and has a Series 7 and a Series 63 license. Ana holds a Series 7 license which authorizes her to execute trades of securities on behalf of clients and a Series 63 license to sell securities in a specific state. Ana is also licensed in California, Colorado, Delaware, Massachusetts, New York, South Dakota, Virginia, and Washington.

Firm Information

Ana Cortes is currently registered with Safra Securities LLC. Safra Securities LLC, a Limited Liability Company formed in 2009, is registered with the SEC and in 42 states. The firm has been involved in 2 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ana Cortes’s Registration & Firm History

FL

02/12/2007 - Present

Safra Securities LLC (AVENTURA FL)

FL

01/31/2006 - 10/18/2006

HSBC SECURITIES (USA) INC. (MIAMI BEACH FL)

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Licenses & Designations

BC

Issued 04/14/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/30/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ana Maria Cortes.
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