Unclaimed
Ana Cortes is a registered representative with Safra Securities LLC. Ana has been in the securities industry since 2006. Ana is licensed in Florida and has a Series 7 and a Series 63 license. Ana holds a Series 7 license which authorizes her to execute trades of securities on behalf of clients and a Series 63 license to sell securities in a specific state. Ana is also licensed in California, Colorado, Delaware, Massachusetts, New York, South Dakota, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
02/12/2007 - Present
Safra Securities LLC (AVENTURA FL)
FL
01/31/2006 - 10/18/2006
HSBC SECURITIES (USA) INC. (MIAMI BEACH FL)
BC
Issued 04/14/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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