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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ana? Claim Your ProfileAna Margareth Grandjacques is a financial advisor who has been in the industry since 2003. Currently, Ana works for Morgan Stanley. Ana is registered with both the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). In addition to her current role at Morgan Stanley, Ana has worked for several other firms, including Citigroup Global Markets Inc., UBS Financial Services Inc., Bear, Stearns & Co. Inc. and Source Capital Group, Inc.. Ana holds several securities licenses, including Series 3, Series 7, Series 9, Series 10, Series 24, Series 63 and Series 65. Ana is also registered in 53 states and territories. Ana specializes in a range of investment services, including portfolio management for individuals, businesses and investment companies, financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CT
02/11/2014 - Present
Morgan Stanley (Ridgefield CT)
CT
10/01/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WESTPORT CT)
CT
06/06/2007 - 10/14/2008
UBS FINANCIAL SERVICES INC. (STAMFORD CT)
NY
08/05/2004 - 06/06/2007
BEAR, STEARNS & CO. INC. (NEW YORK NY)
CT
09/05/2003 - 07/30/2004
SOURCE CAPITAL GROUP, INC. (WESTPORT CT)
IA
Issued 10/15/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/03/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/22/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2015
Series 3 - National Commodity Futures Examination
BC
Issued 09/04/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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