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Ana Gomez Chapman

Hamilton Lane Securities LLC

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About Ana Gomez Chapman

Ana Chapman is a financial professional with over 24 years of experience in the securities industry. Ana is currently registered with Hamilton Lane Securities LLC in Pennsylvania. Previously, Ana was registered with Allianz Global Investors Distributors LLC in California, and Goldman, Sachs & Co. in New York. Ana holds several securities licenses, including Series 3, 7, 9, 10, 63, and 66. Ana is also a registered representative in California and Pennsylvania.

Firm Information

Ana Chapman is currently registered with Hamilton Lane Securities LLC. Hamilton Lane Securities LLC is a Limited Liability Company formed in August 2015. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ana Chapman’s Registration & Firm History

PA

10/28/2021 - Present

Hamilton Lane Securities LLC (CONSHOHOCKEN PA)

CA

03/05/2019 - 10/26/2021

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (SAN DIEGO CA)

NY

09/03/1997 - 10/20/2003

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 03/18/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/15/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/23/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/25/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/18/2019

Series 3 - National Commodity Futures Examination

BC

Issued 03/05/2019

Series 7TO - General Securities Representative Examination

BC

Issued 02/22/2019

SIE - Securities Industry Essentials Examination

BC

Issued 08/28/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ana Gomez Chapman.
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