Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ana? Claim Your ProfileAna Fonseca is a financial professional with over 20 years of experience in the industry. Ana holds FINRA Series 6, 7, 63, and 65 licenses as well as the SIE. Ana has worked for several firms including Concourse Financial Group, Investment Distributors, Inc., Raymond James Financial Services, Inc., and Santander Securities LLC. Currently, Ana is a registered representative and investment advisor representative with Fifth Third Securities, Inc. Ana provides financial planning, portfolio management, and selection of other advisors. Ana's current registrations are active in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NC
08/07/2024 - Present
Fifth Third Securities, Inc. (RALEIGH NC)
AL
01/03/2022 - 08/05/2024
INVESTMENT DISTRIBUTORS, INC. (BIRMINGHAM AL)
NY
04/29/2019 - 01/03/2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (Williamsville NY)
CT
12/21/2015 - 04/12/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (WALLINGFORD CT)
CT
05/28/2014 - 12/15/2015
SANTANDER SECURITIES LLC (WEST HARTFORD CT)
CT
01/28/2013 - 05/08/2014
LPL FINANCIAL LLC (HAMDEN CT)
CT
04/06/2011 - 01/29/2013
ESSEX FINANCIAL SERVICES, INC. (FARMINGTON CT)
CT
11/08/2010 - 04/05/2011
INFINEX INVESTMENTS, INC. (FARMINGTON CT)
CT
10/06/2009 - 11/01/2010
LPL FINANCIAL CORPORATION (NEW HAVEN CT)
VA
02/23/2005 - 07/24/2009
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
NY
10/05/2004 - 12/17/2004
IFMG SECURITIES, INC. (PURCHASE NY)
NY
11/20/2001 - 10/04/2004
IFMG SECURITIES, INC. (PURCHASE NY)
IN
01/23/2001 - 10/05/2001
CONSECO SECURITIES, INC. (CARMEL IN)
NY
09/25/2000 - 10/16/2000
QUICK & REILLY, INC. (NEW YORK NY)
MA
03/21/2000 - 09/25/2000
FIS SECURITIES, INC. (BOSTON MA)
IA
Issued 4/29/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/12/2002
Series 7 - General Securities Representative Examination
BC
Issued 1/18/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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