Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ana? Claim Your ProfileAna Fonseca is a financial advisor with over 20 years of experience in the financial services industry. Ana has worked with Raymond James & Associates, Inc. since 2022. Before that, Ana worked with Raymond James Financial Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Ana is registered with the Securities and Exchange Commission (SEC) and holds Series 7, Series 66 and SIE licenses. Ana has also been registered as an Investment Advisor Representative in the state of Florida and Georgia. Ana has experience providing financial planning, portfolio management, and pension consulting services to individual clients. Ana works with individuals, insurance companies, charitable organizations, banking or thrift institutions, pension and profit-sharing plans, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/13/2022 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
GA
10/05/2017 - 05/23/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (HIAWASSEE GA)
FL
02/14/2000 - 09/19/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WEST PALM BEACH FL)
FL
07/07/1999 - 01/27/2000
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BOTH
Issued 07/14/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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