Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ana? Claim Your ProfileAna Cristina Vergel gandia-gordon is a financial advisor with over 20 years of experience in the industry. Ana is currently registered with Morgan Stanley in Aventura, Florida. Ana has held previous roles with firms such as Wells Fargo Clearing Services, LLC, UBS International Inc., UBS PaineWebber Inc., Salomon Smith Barney Inc., and CitiCorp Investment Services. Ana has passed the Series 7, Series 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/02/2020 - Present
Morgan Stanley (Aventura FL)
FL
01/12/2005 - 10/04/2019
WELLS FARGO CLEARING SERVICES, LLC (AVENTURA FL)
NY
06/03/2002 - 01/10/2005
UBS INTERNATIONAL INC. (NEW YORK NY)
NJ
07/26/1999 - 06/03/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
08/11/1997 - 07/30/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
04/23/1996 - 08/14/1997
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BC
Issued 05/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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