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Ana Chiazzo

Barclays Capital Inc.

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About Ana Chiazzo

Ana Chiazzo is a financial advisor with Barclays Capital Inc. Ana has been in the industry since 2013. Ana holds a Series 6 and SIE license. Ana was previously registered with Oppenheimer & Co. Inc., Wells Fargo Clearing Services, LLC, and J.P. Morgan Securities LLC. Ana is registered in New York.

Firm Information

Ana Chiazzo is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ana Chiazzo’s Registration & Firm History

NY

07/13/2021 - Present

Barclays Capital Inc. (NEW YORK NY)

NJ

04/03/2019 - 07/02/2021

OPPENHEIMER & CO. INC. (FLORHAM PARK NJ)

NJ

08/04/2017 - 04/04/2019

WELLS FARGO CLEARING SERVICES, LLC (MENDHAM NJ)

NJ

08/26/2013 - 07/26/2017

J.P. MORGAN SECURITIES LLC (PARSIPPANY NJ)

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Licenses & Designations

BC

Issued 10/11/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ana Chiazzo.
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