Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you An qi? Claim Your ProfileAn qi Li is an investment advisor representative currently registered with Morgan Stanley. An qi Li has been in the securities industry since January 25, 2019. An qi Li previously worked at Univest Securities, LLC, and Transamerica Financial Advisors, Inc. An qi Li holds Series 63, Series 65, Series 7TO, Series 6TO, and Series 24 licenses. An qi Li is also registered as an investment adviser representative in New York, New Jersey, and New York. An qi Li specializes in portfolio management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
10/19/2021 - Present
Morgan Stanley (New York NY)
NY
01/22/2020 - 09/20/2021
UNIVEST SECURITIES, LLC (NEW YORK NY)
NY
02/06/2019 - 01/13/2020
TRANSAMERICA FINANCIAL ADVISORS, INC (FLUSHING NY)
BC
Issued 02/22/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/27/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/06/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/26/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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