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An Nguyen Wetter

LPL Enterprise, LLC

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About An Nguyen Wetter

An Nguyen Wetter is a financial advisor with LPL Enterprise, LLC, a registered investment advisor. An has been in the financial services industry since 2009. An is licensed to provide financial advice and sell securities in Florida and South Carolina. An has experience working with a variety of clients, including individuals, businesses, and retirement plans. An provides financial planning, portfolio management, consulting, and educational seminars.

Firm Information

An Wetter is currently registered with LPL Enterprise, LLC. LPL Enterprise, LLC is a Limited Liability Company registered in South Carolina and formed on May 25, 2023. They offer financial planning, educational seminars, portfolio management for individuals and businesses, and other consulting and non-discretionary advisory services. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. They have a total of 55 registered representatives and 12 investment advisor representatives. The firm participates in wrap fee programs.
LPL Enterprise, LLC

1055 LPL WAY

FORT MILL, SC 29715

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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An Wetter’s Registration & Firm History

FL

09/25/2024 - Present

LPL Enterprise, LLC (Wesley Chapel FL)

FL

10/05/2015 - 06/04/2024

LPL FINANCIAL LLC (WESLEY CHAPEL FL)

FL

04/17/2015 - 08/31/2015

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

FL

04/17/2015 - 08/31/2015

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)

FL

02/18/2014 - 09/23/2014

LPL FINANCIAL LLC (TAMPA FL)

FL

09/20/2010 - 01/09/2014

USAA FINANCIAL ADVISORS, INC. (TAMPA FL)

FL

10/15/2009 - 06/03/2010

SIGNATOR INVESTORS, INC. (TAMPA FL)

FL

03/25/2009 - 10/01/2009

MML INVESTORS SERVICES, INC. (TAMPA FL)

FL

10/08/2008 - 11/21/2008

AMERIPRISE FINANCIAL SERVICES, INC. (TAMPA FL)

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Licenses & Designations

BOTH

Issued 11/07/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/22/2016

Series 53 - Municipal Securities Principal Examination

BC

Issued 08/23/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/07/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for An Nguyen Wetter.
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