Unclaimed
An Nguyen Wetter is a financial advisor with LPL Enterprise, LLC, a registered investment advisor. An has been in the financial services industry since 2009. An is licensed to provide financial advice and sell securities in Florida and South Carolina. An has experience working with a variety of clients, including individuals, businesses, and retirement plans. An provides financial planning, portfolio management, consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
09/25/2024 - Present
LPL Enterprise, LLC (Wesley Chapel FL)
FL
10/05/2015 - 06/04/2024
LPL FINANCIAL LLC (WESLEY CHAPEL FL)
FL
04/17/2015 - 08/31/2015
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
04/17/2015 - 08/31/2015
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
02/18/2014 - 09/23/2014
LPL FINANCIAL LLC (TAMPA FL)
FL
09/20/2010 - 01/09/2014
USAA FINANCIAL ADVISORS, INC. (TAMPA FL)
FL
10/15/2009 - 06/03/2010
SIGNATOR INVESTORS, INC. (TAMPA FL)
FL
03/25/2009 - 10/01/2009
MML INVESTORS SERVICES, INC. (TAMPA FL)
FL
10/08/2008 - 11/21/2008
AMERIPRISE FINANCIAL SERVICES, INC. (TAMPA FL)
BOTH
Issued 11/07/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/22/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/23/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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