Unclaimed
Amy Yandle Stokes is a financial professional with over 10 years of experience in the industry. Amy is currently registered with Wells Fargo Securities, LLC and has previously been registered with Wells Fargo Institutional Securities, LLC. Amy holds the Series 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/16/2012 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
09/17/2013 - 03/02/2015
WELLS FARGO INSTITUTIONAL SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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