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Amy Yandle Stokes

Wells Fargo Securities, LLC

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About Amy Yandle Stokes

Amy Yandle Stokes is a financial professional with over 10 years of experience in the industry. Amy is currently registered with Wells Fargo Securities, LLC and has previously been registered with Wells Fargo Institutional Securities, LLC. Amy holds the Series 99 and SIE licenses.

Firm Information

Amy Stokes is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Amy Stokes’s Registration & Firm History

NC

10/16/2012 - Present

Wells Fargo Securities, LLC (CHARLOTTE NC)

NC

09/17/2013 - 03/02/2015

WELLS FARGO INSTITUTIONAL SECURITIES, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amy Yandle Stokes.
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