Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Moy is a financial advisor who has been working in the industry since 1986. She is currently registered with J.p. Morgan Securities LLC. Amy has experience with a wide range of financial products and services. Amy has held various roles at different firms including Morgan Stanley, Citigroup Global Markets Inc., Charles Schwab & Co., Inc., First Montauk Securities Corp., GNA Securities, Inc., Dean Witter Reynolds Inc., and First Chatham Securities, Inc. Amy's specialties include investment banking, securities, options and commodities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
10/23/2017 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
06/01/2009 - 10/02/2017
MORGAN STANLEY (NEW YORK NY)
NY
11/11/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
TX
10/25/1993 - 10/12/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NJ
04/15/1992 - 10/19/1993
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
VA
01/29/1991 - 03/05/1992
GNA SECURITIES, INC. (GLEN ALLEN VA)
NY
09/15/1986 - 02/01/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
10/22/1985 - 09/19/1986
FIRST CHATHAM SECURITIES, INC.
IA
Issued 05/20/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/16/2010
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 04/24/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/1989
Series 3 - National Commodity Futures Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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