Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Waldman is a financial advisor with Cetera Advisor Networks LLC. Amy has over 27 years of experience in the financial industry and is registered to provide investment advice in New York. Amy holds the Series 6, Series 63 and SIE securities licenses. Amy has previously been employed by North Ridge Securities Corp. and MML Investors Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/01/2019 - Present
Cetera Advisor Networks LLC (WOODBURY NY)
NY
10/20/2011 - 02/01/2019
NORTH RIDGE SECURITIES CORP. (WOODBURY NY)
NY
03/01/1996 - 10/28/2011
MML INVESTORS SERVICES, LLC (WOODBURY NY)
NA
06/17/1994 - 03/01/1996
G. R. PHELPS & CO., INC.
BC
Issued 10/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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